| Position | C&ORC Business Control Assurance SOX Tester / Auditor |
| Posted | 2025 October 05 |
| Expired | 2025 November 04 |
| Company | UBS |
| Location | Mumbai, Mahārāshtra | IN |
| Job Type | Full Time |
Latest Job Information from Company UBS as position C&ORC Business Control Assurance SOX Tester / Auditor. If Job Vacancy C&ORC Business Control Assurance SOX Tester / Auditor in Mumbai, Mahārāshtra matches your criteria, please send your latest application/CV directly through the latest and most updated job site Jobkos.
Every job may not be easy to apply for, because as a new candidate / prospective employee must meet several qualifications and requirements according to the criteria sought by the Company. Hopefully the career information from UBS as the position C&ORC Business Control Assurance SOX Tester / Auditor below matches your qualifications.
Your roleDo you have a knack for SOX Audit? Are you at your best when supporting others? We're looking for someone like that to: - perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines - maintain high quality testing documentation - address and clear any review points raised through Quality Assurance (QA) review in a timely manner - escalate any potential testing issues / exceptions to appropriate teams and record issues in the issues logs timely and accurately - support Control Owners, onshore Process Owners and Operational Risk Controllers in understanding reported control deficiencies and related risks - provide timely updates to the testing progress status tracker and stream leads - share and maintain knowledge
Your team
You'll be working in Compliance & Operational Risk Control (C&ORC) Business Control Assurance team in Pune or Mumbai, India. C&ORC Business Control Assurance is part of the Group Compliance & Regulatory Governance (GCRG) function that provides an independent assessment of the design and operating effectiveness of SOX controls.
Your expertise
You have - 3+ years of experience in operational controls, financial reporting controls or internal control areas (preferably within the financial services industry or professional services firms) - University degree or equivalent qualification (preferably Accounting, Finance or similar) - Experience performing tests of controls including SOX specific testing (preferable) - Very good written and spoken English - ACCA/CIA or equivalent audit or accounting qualification would be an asset.
You are - Strong at organising skills, especially in planning and record keeping, - Strong at analytical, problem-solving and synthesizing skills, - Good at people skills and the ability to work in a diverse team and build relationships with people who you are reviewing/testing, - Good at enabling effective interaction with key stakeholders through tenacity and diplomacy, - Having excellent closure skills, - Result-oriented and assertive (you don't shy away from challenging situations) - Known for hitting deadlines.
About us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
We have a presence in all major financial centers in more than 50 countries.
Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.
We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
After reading and understanding the criteria and minimum qualification requirements explained in the job information C&ORC Business Control Assurance SOX Tester / Auditor at the office Mumbai, Mahārāshtra above, immediately complete the job application files such as a job application letter, CV, photocopy of diploma, transcript, and other supplements as explained above. Submit via the Next Page link below.
Next Page »